Opis: Managing Risk in a New Era of Regulatory Enforcement

Mitigate risk and achieve high-level business performance in today's regulatory and enforcement environment. The outset of the 21st century has seen a relentless flow of events from the 9/11 terrorist attack to the 2008 financial recession that have given birth to a new regulatory and enforcement landscape. In today's global and digital world, this increasingly complex landscape has created unprecedented challenges and risks for businesses in all industries. The New Era of Regulatory Enforcement provides an overview of the challenges companies face in conducting business in this new environment. It discusses the government policies, strategies and tactics driving enforcement activity and outlines the most effective approaches for preventing, detecting, and responding to the risks presented. Authors Rich Girgenti and Tim Hedley - two highly experienced professionals at KPMG who daily work with organizations around the globe to help them understand and manage these challenges - draw upon their years of experience in both the private and public sector to provide an overview of the new regulatory and enforcement landscape and a framework for compliance. Assisted by a team of subject matter professionals, the book covers a broad range of topics including: bribery and corruption; money laundering and trade sanctions; market manipulation; financial reporting fraud; off-shore tax evasion; unfair and abusive consumer finance practices, and fraud and misconduct in the Healthcare and Life Sciences industries. Prudent and diligent organizations must take the necessary steps to preserve the hard-earned value of their companies. In doing so, they will not only help improve their chances for sustainable business success, but also create benefit for their employees, shareholders, customers, and the public at large.About the Editors/Authors v Contributors vii Authors' Acknowledgments ix Introduction xi Richard H. Girgenti Chapter 1: The New Era of Regulatory Enforcement 1 Richard H. Girgenti Chapter 2: Raising the Bar: A Framework for Managing Risk 27 Timothy P. Hedley Richard H. Girgenti Chapter 3: Bribery and Corruption 67 Pamela J. Parizek Chapter 4: Money Laundering 101 Teresa A. Pesce John F. Caruso Chapter 5: Economic and Trade Sanctions 117 Charles M. Steele Chapter 6: Market Manipulation and Insider Trading 135 Richard J. Bergin Nathan B. Ploener Timothy P. Hedley Chapter 7: Financial Reporting Fraud 159 Howard A. Scheck Timothy P. Hedley Chapter 8: Unfair, Deceptive, and Abusive Consumer Finance Practices 183 Amy S. Matsuo Chapter 9: Offshore Tax Evasion 207 Laurence Birnbaum-Sarcy Chapter 10: Fraud and Misconduct in Healthcare 225 Glen E. Moyers Chapter 11: Fraud and Misconduct in Life Sciences 237 Mark C. Scallon Regina G. Cavaliere Richard L. Zimmerer Endnotes 255 Index 297

Szczegóły: Managing Risk in a New Era of Regulatory Enforcement

Tytuł: Managing Risk in a New Era of Regulatory Enforcement
Wydawnictwo: McGraw-Hill
ISBN: 9781259584596
Rok wydania: 2016
Ilość stron: 336
Oprawa: Twarda
Waga: 0.54 kg

Recenzje: Managing Risk in a New Era of Regulatory Enforcement